Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Mary Sparrow is a financial advisor who has been in the industry since April 13, 2000. Colleen is registered with Wells Fargo Clearing Services, LLC in Florida and Texas. Colleen is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Colleen has passed a variety of exams, including the Series 7, Series 63, Series 65, and the SIE. Colleen also has a Certified Financial Planner (CFP®) designation. Before joining Wells Fargo Clearing Services, LLC, Colleen worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/12/2017 - Present
Wells Fargo Clearing Services, LLC (ORMOND BEACH FL)
FL
10/23/2009 - 06/29/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DAYTONA BEACH FL)
FL
04/14/2000 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ORMOND BEACH FL)
IA
Issued 05/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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