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Colleen Mary O'Keefe

First Brokers Securities LLC

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About Colleen Mary O'Keefe

Colleen O'Keefe is a registered representative with First Brokers Securities LLC and has been active in the securities industry since September 17, 2011. Colleen holds a Series 7, Series 63, and SIE license. Colleen is registered in New Jersey and New York. Before joining First Brokers Securities, Colleen worked at ICAP CORPORATES LLC.

Firm Information

Colleen O'Keefe is currently registered with First Brokers Securities LLC. First Brokers Securities LLC is a Limited Liability Company formed in November 2003. The firm is registered with the Securities and Exchange Commission and in 7 states, including California, Connecticut, Florida, New Jersey, New York, North Carolina, and Texas.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colleen O'Keefe’s Registration & Firm History

NJ

10/07/2011 - Present

First Brokers Securities LLC (JERSEY CITY NJ)

NJ

09/16/2011 - 10/05/2011

ICAP CORPORATES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/03/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Colleen Mary O'Keefe.
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