Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Mary Hennings is a financial professional with over 20 years of experience in the industry. Colleen is a Registered Representative and Investment Advisor Representative with Piper Sandler & Co. Colleen has a wide range of experience in the financial services industry, including experience with securities, options, operations, and investments. Colleen is registered in all 50 states as well as Puerto Rico. Colleen is a Series 7, Series 10, Series 9, Series 24, Series 63, Series 99TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
02/10/2003 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
BC
Issued 05/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2010
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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