Unclaimed
Colleen Johnson is a financial advisor who has been in the industry since 2009. Colleen is currently registered with Ameriprise Financial Services, LLC and has been with the firm since December 2018. Before joining Ameriprise, Colleen worked at Securian Financial Services, Inc. and RBC Dain Rauscher Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/17/2018 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
MN
05/14/2008 - 12/31/2013
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
NY
11/04/2004 - 08/22/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
02/12/2001 - 02/13/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
IA
Issued 07/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2018
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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