Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Guzman is a financial professional with experience in the industry. Colleen has been registered with Fidelity Brokerage Services LLC since 2020. Colleen holds several licenses including Series 7, Series 63, Series 9, Series 10 and the SIE exam. Colleen is registered to conduct business in 53 states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/02/2020 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
12/22/2015 - 05/13/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 09/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/26/2020
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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