Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Glavin-beiner is a financial advisor who has been in the industry since 1990. Colleen is currently registered with Wells Fargo Clearing Services, LLC. Colleen is also registered with the following states: Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Maine, New Jersey, New York, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas and Virginia. Colleen holds the following licenses: Series 63, Series 65, Series 7 and SIE. In addition to their current role at Wells Fargo Clearing Services, LLC, Colleen has prior experience at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., CHEMICAL INVESTMENT SERVICES CORP., CHEMICAL SECURITIES, INC., CITICORP INVESTMENT SERVICES, CITICORP FINANCIAL SERVICES,INC. and STOEVER, GLASS & COMPANY INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/02/2024 - Present
Wells Fargo Clearing Services, LLC (RYE BROOK NY)
NY
10/01/2012 - 05/24/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/18/1996 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NA
09/19/1994 - 09/18/1996
CHEMICAL INVESTMENT SERVICES CORP.
NY
06/29/1992 - 09/19/1994
CHEMICAL SECURITIES, INC. (NEW YORK NY)
NY
06/01/1992 - 07/07/1992
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
02/04/1992 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
07/30/1990 - 01/24/1992
STOEVER, GLASS & COMPANY INC. (NEW YORK NY)
IA
Issued 08/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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