Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen MacAulay is an investment advisor representative with LPL Financial LLC. Colleen has been in the securities industry since 1993. Colleen has a series 63 and series 65 license and has been registered with LPL Financial LLC since May 2024. Previously, Colleen worked for Securities America, Inc., and KMS Financial Services, Inc. Colleen is currently registered to sell securities in 38 states and the District of Columbia. Colleen's office is located at 421 West Riverside Avenue Suite 1700 in Spokane, Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/21/2024 - Present
LPL Financial LLC (Spokane WA)
WA
11/06/2020 - 05/21/2024
SECURITIES AMERICA, INC. (SPOKANE WA)
WA
04/02/1993 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SPOKANE WA)
IA
Issued 12/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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