Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Peterson is a registered representative with Fidelity Personal And Workplace Advisors. Colleen has been in the industry since December 2006 and holds licenses for both Securities and Investment Advisory. Colleen has a history of working with a variety of clients, including individuals, corporations, and charitable organizations. In addition to offering portfolio management, Colleen also provides financial planning and educational seminars to her clients. Colleen is committed to providing her clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
10/22/2018 - Present
Fidelity Personal AND Workplace Advisors (DALLAS TX)
TX
10/14/2005 - 09/08/2008
CHARLES SCHWAB & CO., INC. (DALLAS TX)
TN
06/06/2005 - 10/12/2005
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NJ
09/13/2004 - 12/07/2004
CITISTREET EQUITIES LLC (SOMERSET NJ)
RI
08/22/1996 - 09/27/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 08/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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