Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Kelley is a financial advisor with Fidelity Personal And Workplace Advisors, where has been with the firm since June 2021. Colleen has been a registered investment advisor for over 6 years. She holds the Series 6, 7, 63 and 66 licenses. Colleen previously worked with Advisors Asset Management, Inc., Foreside Fund Services, LLC and Northern Lights Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
06/14/2021 - Present
Fidelity Personal AND Workplace Advisors (FRANKLIN TN)
IL
08/07/2017 - 05/20/2021
ADVISORS ASSET MANAGEMENT, INC. (Chicago IL)
IL
10/27/2014 - 07/28/2017
FORESIDE FUND SERVICES, LLC (Chicago IL)
NE
04/17/2014 - 10/28/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
BOTH
Issued 01/17/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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