Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Lathrop is a financial professional with experience in the industry since 2006. Colleen is currently registered with MML Investors Services, LLC and is licensed to offer securities and investment advisory services in New York. Prior to that, Colleen worked at AXA Advisors, LLC. Colleen holds the Series 7, Series 63, Series 65, and SIE licenses. MML Investors Services, LLC provides a range of services, including financial planning, portfolio management for individuals and businesses, educational seminars, and selection of other advisors. The firm manages assets for a wide range of clients, including individuals, corporations, trusts, foundations, insurance companies, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
08/01/2008 - Present
MML Investors Services, LLC (AMHERST NY)
NY
09/14/2006 - 07/22/2008
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
IA
Issued 04/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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