Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Johnstone is a Registered Representative and Investment Adviser Representative with Wells Fargo Clearing Services, LLC, a broker-dealer and registered investment adviser. Colleen Johnstone has been in the financial services industry since August 1, 2005. Colleen Johnstone has been associated with Wells Fargo Clearing Services, LLC since October 24, 2013. Prior to that, Colleen Johnstone was associated with Ameriprise Financial Services, Inc., Securities America, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., United Planners' Financial Services of America A Limited Partner, Waddell & Reed, Inc., and WM Financial Services, Inc.. Colleen Johnstone's office is located in Manhattan Beach, California. Colleen Johnstone holds the following licenses and certifications: Series 6, Series 7, Series 31, Series 63, and Series 65. Colleen Johnstone specializes in Retirement Planning, College Savings Plans, Investment Advisory Services, Mutual Funds, and Annuities. Colleen Johnstone is also a Mary Kay Cosmetics Independent Contractor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/24/2013 - Present
Wells Fargo Clearing Services, LLC (MANHATTAN BEACH CA)
CA
04/20/2009 - 02/05/2013
AMERIPRISE FINANCIAL SERVICES, INC. (LONG BEACH CA)
CA
08/17/2009 - 07/19/2011
SECURITIES AMERICA, INC. (LONG BEACH CA)
CA
04/02/2007 - 03/05/2009
MORGAN STANLEY & CO. INCORPORATED (TORRANCE CA)
CA
02/06/2006 - 04/02/2007
MORGAN STANLEY DW INC. (TORRANCE CA)
AZ
10/07/2005 - 11/16/2005
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
KS
04/04/2005 - 08/24/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
CA
04/28/2004 - 03/02/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 08/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/27/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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