Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Elizabeth Sullivan is a registered representative with Raymond James Financial Services Advisors, Inc. Colleen has been in the industry since April 25, 1995 and is currently registered with the state of Texas. Previously, Colleen was registered with Cetera Investment Services LLC, FISERV INVESTOR SERVICES, INC., and LINK INVESTMENT SERVICES, INC.. Colleen has a Series 63, Series 7 and SIE licenses and is qualified to provide financial planning services to a variety of clients including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
08/01/2016 - Present
Raymond James Financial Services Advisors, Inc. (SAN ANGELO TX)
TX
01/26/1998 - 07/29/2016
CETERA INVESTMENT SERVICES LLC (SAN ANGELO TX)
TX
09/17/1997 - 01/23/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NA
04/24/1995 - 09/17/1997
LINK INVESTMENT SERVICES, INC.
BC
Issued 05/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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