Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Calpin is a registered representative with Neuberger Berman BD LLC. Colleen has been in the industry since August 2022. Colleen has a Series 66, Series 31, Series 7TO and SIE licenses. She is also registered as a broker-dealer in the state of New York. Colleen's previous employers include Digitas, NEST Fragrances, AON Corporation, Manhasset Bay Yacht Club, Neuberger Berman, Sacred Heart Academy, Villanova University, and Unemployed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
NY
11/25/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 11/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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