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Colleen E. Tycz

Franklin Distributors, LLC

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About Colleen E. Tycz

Colleen Tycz is a financial professional with over 16 years of experience in the industry. Colleen is currently registered with Franklin Distributors, LLC. Colleen has held previous registrations with Putnam Retail Management Limited Partnership, Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc. and Legg Mason Investor Services, LLC. Colleen has a wide range of experience in the financial services industry and is dedicated to providing her clients with the highest quality of service.

Firm Information

Colleen Tycz is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colleen Tycz’s Registration & Firm History

CT

02/05/2010 - Present

Franklin Distributors, LLC (STAMFORD CT)

CT

01/02/2024 - 07/03/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (STAMFORD CT)

CT

08/04/2020 - 07/07/2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (Stamford CT)

CT

08/01/2020 - 07/07/2021

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (Stamford CT)

CT

10/13/2006 - 08/31/2009

LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 05/05/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/12/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Colleen E. Tycz. Review regulatory record here.
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