Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Coonce is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Colleen has been in the industry since February 2010, and holds registrations in 44 states including Illinois, Ohio and Texas. Colleen also holds licenses for the Securities Industry Essentials Examination (SIE) and the General Securities Representative Examination (Series 7), as well as the Uniform Combined State Law Examination (Series 66). Colleen is an experienced financial professional and can provide a wide range of services, including portfolio management for individuals and businesses, selection of other advisors, and educational seminars. Colleen is also a fitness instructor and devotes 4 hours a month to Lake Bluff Jazzercise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/04/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DEER PARK IL)
BOTH
Issued 10/01/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Colleen Coonce is the right advisor for you? Invested Better is here to help.
