Unclaimed
Colleen Clare Cooney is a securities professional with over 20 years of experience in the financial services industry. She is currently registered with Nylife Distributors LLC. Colleen's career has included roles at SG Americas Securities, LLC and SG Cowen Securities Corporation, where she developed a deep understanding of the financial markets and investment strategies. Colleen holds the Series 63, Series 7, and SIE licenses. She is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/05/2009 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
04/26/2004 - 03/26/2009
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
04/18/2000 - 04/26/2004
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 08/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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