Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Canny is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Colleen has been in the industry since 2016 and has experience with both J.P. Morgan Securities LLC and Santander Securities LLC. Colleen has passed the Series 66, Series 10, Series 9, Series 7, and the SIE exams. Colleen specializes in providing investment advice to individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and corporations. Colleen is registered in North Carolina and has been a Registered Representative for Wells Fargo Clearing Services, LLC since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/24/2021 - Present
Wells Fargo Clearing Services, LLC (Charlotte NC)
MA
01/08/2019 - 03/08/2021
SANTANDER SECURITIES LLC (BOSTON MA)
IL
08/24/2015 - 11/01/2018
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BOTH
Issued 11/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/22/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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