Unclaimed
Colleen Burke is a registered representative with Smbc Nikko Securities America, Inc.. Colleen has been in the securities industry since November 17, 2019. Colleen is licensed in all 50 states and the District of Columbia. Colleen's previous employment was with Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/16/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/08/2019 - 07/05/2024
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 10/19/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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