Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Boggess is a financial advisor at Stifel, Nicolaus & Company, Inc., located in Athens, Georgia. Colleen has been in the financial services industry for over 20 years, working with individual investors, families, and businesses. Colleen provides a wide range of financial services including financial planning, portfolio management, and retirement planning. Colleen is committed to helping her clients achieve their financial goals. Colleen has a strong track record of success and a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
05/13/2024 - Present
Stifel, Nicolaus & Company, Inc. (ATHENS GA)
GA
06/28/2021 - 05/07/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (WATKINSVILLE GA)
GA
05/17/2019 - 06/28/2021
RAYMOND JAMES & ASSOCIATES, INC. (ATHENS GA)
GA
10/17/2017 - 05/08/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Watkinsville GA)
MI
08/17/2010 - 02/28/2017
WELLS FARGO CLEARING SERVICES, LLC (GROSSE POINTE WOODS MI)
MI
10/22/2008 - 09/01/2010
UBS FINANCIAL SERVICES INC. (TROY MI)
MI
11/18/2002 - 10/26/2006
FSC SECURITIES CORPORATION (ROCHESTER HILLS MI)
AZ
08/28/2000 - 05/22/2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
MA
06/10/1999 - 06/13/2000
LOOMIS SAYLES DISTRIBUTORS, L.P. (BOSTON MA)
BOTH
Issued 06/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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