Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colleen? Claim Your ProfileColleen Banks is a financial advisor with over 17 years of experience in the industry. Colleen is currently registered with Pruco Securities, LLC and has been with them since May 2020. Before that, Colleen worked at Hornor, Townsend & Kent, LLC from March 2007 to May 2020. Colleen is also registered in 19 states. Colleen is a Series 6 and Series 63 licensed representative and has the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
05/07/2020 - Present
Pruco Securities, LLC (HOUSTON TX)
TX
03/29/2007 - 05/01/2020
HORNOR, TOWNSEND & KENT, LLC (HOUSTON TX)
TX
08/09/2006 - 03/29/2007
1717 CAPITAL MANAGEMENT COMPANY (HOUSTON TX)
TX
12/08/2004 - 08/10/2006
THRIVENT INVESTMENT MANAGEMENT INC. (HOUSTON TX)
BC
Issued 12/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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