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Colin Xavier Morse

Btig, LLC

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About Colin Xavier Morse

Colin Xavier Morse is a financial advisor who has been in the industry since December 11, 2011. He is currently registered with Btig, LLC and has previously worked at Northern Lights Distributors, LLC, CVC Funding, LLC, Janney Montgomery Scott LLC, First Empire Securities, Inc. and New England Securities. Colin holds licenses for Series 6, 7, 63 and SIE exams and has a Series 63 exam in BC scope. Colin is licensed in 9 states and is actively registered in the state of California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania and Texas.

Firm Information

Colin Morse is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Morse’s Registration & Firm History

NY

02/13/2023 - Present

Btig, LLC (New York NY)

NE

03/02/2021 - 06/30/2022

NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)

NY

02/22/2017 - 09/03/2019

CVC FUNDING, LLC (NEW YORK NY)

NY

01/03/2012 - 02/25/2016

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

01/13/2010 - 12/16/2011

FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)

NY

10/16/2008 - 02/08/2010

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2010

Series 7 - General Securities Representative Examination

BC

Issued 10/15/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Colin Xavier Morse.
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