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Colin Wu

Barclays Capital Inc.

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About Colin Wu

Colin Wu is a registered representative associated with Barclays Capital Inc. Colin is currently registered with the state of California as a Broker-Dealer and has passed the Uniform Securities Agent State Law Examination, Investment Banking Registered Representative Examination and the Securities Industry Essentials Examination. Colin's registration date was July 26, 2024 and Colin is currently active.

Firm Information

Colin Wu is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Wu’s Registration & Firm History

CA

07/24/2024 - Present

Barclays Capital Inc. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 07/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/24/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/12/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Wu.
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