Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin William Tooker is a financial advisor who has been in the industry since 1993. Colin is registered with Allstate Financial Services, LLC and has previously held positions with Prime Capital Services, Inc., MDS Securities Incorporated, Compass Investment Services Corp., FISCO Equity, Inc., John Hancock Distributors, Inc. and John Hancock Mutual Life Insurance Company. Colin holds a Series 6 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/18/2000 - Present
Allstate Financial Services, LLC (RIVERHEAD NY)
NY
06/30/1997 - 10/02/2000
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
IN
06/09/1994 - 08/02/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
05/18/1994 - 07/24/1995
COMPASS INVESTMENT SERVICES CORP. (MELVILLE NY)
RI
02/16/1994 - 05/31/1994
FISCO EQUITY, INC. (LINCOLN RI)
MA
04/05/1991 - 02/01/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/05/1991 - 02/01/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 04/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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