Unclaimed
Colin Saunby is a financial advisor with Cetera Advisor Networks LLC based in Maple Grove, MN. Colin has been in the financial services industry since 2012 and has held positions at several firms, including Pruco Securities, LLC and Ameriprise Financial Services, Inc. Colin holds the Series 6, Series 63, SIE and Series 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/14/2023 - Present
Cetera Advisor Networks LLC (MAPLE GROVE MN)
MN
01/10/2015 - 05/05/2017
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
MN
12/04/2013 - 07/18/2014
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MA
06/14/2012 - 05/31/2013
MML INVESTORS SERVICES, LLC (HOLYOKE MA)
BC
Issued 08/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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