Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Walter Stoller is a financial professional with over 28 years of experience in the financial services industry. Colin is currently registered with Charles Schwab & Co., Inc. in Lone Tree, Colorado. Colin is a Series 7, Series 55, Series 57TO and SIE licensed professional and has held previous registrations with Wellington Securities, Inc., LINSCO/Private Ledger Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Colin also holds a Series 63 license. Colin has experience with various investment products and services and has expertise in the areas of financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CO
01/14/1998 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CA
04/30/1996 - 12/17/1997
WELLINGTON SECURITIES, INC. (SAN FRANCISCO CA)
SC
08/05/1994 - 12/23/1994
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
01/30/1993 - 07/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
07/06/1992 - 10/20/1992
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
BC
Issued 07/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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