Unclaimed
Colin Stone is a financial professional who is currently registered with Wells Fargo Securities, LLC in Charlotte, North Carolina. Colin has held a Series 99 license since 2017 and a Series 66 license since 2018. Prior to joining Wells Fargo, Colin worked at Morgan Stanley & Co. LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/08/2022 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
08/10/2017 - 05/23/2022
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2017
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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