Unclaimed
Colin Sheen is a financial professional with over 14 years of experience in the securities industry. Colin has worked at several prominent firms including J.P. Morgan Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co., Incorporated. Colin currently works at ACP Securities, LLC and is registered in Connecticut and Florida. Colin has a Series 7, Series 63, and Series 79TO licenses. Colin's experience and qualifications position him to provide a wide range of investment services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/09/2023 - Present
ACP Securities, LLC (MIAMI FL)
NY
03/27/2018 - 05/24/2022
CASTLE PLACEMENT, LLC (New York NY)
NY
12/20/2010 - 08/09/2012
UBS SECURITIES LLC (NEW YORK NY)
NY
05/12/2010 - 12/23/2010
MIZUHO SECURITIES USA INC. (NEW YORK NY)
FL
05/01/2009 - 05/10/2010
ACP SECURITIES, LLC (MIAMI FL)
NY
10/01/2008 - 04/23/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/27/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/20/2005 - 03/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/16/2002 - 01/26/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 04/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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