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Colin Thomas Walker

Allspring Funds Management, LLC

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About Colin Thomas Walker

Colin Thomas Walker is an investment advisor representative with Allspring Funds Management, LLC. Colin has been in the industry since October 25, 2007. Colin is registered with the state of Michigan as a broker-dealer and as an investment advisor. Colin is also registered with FINRA and the state of Ohio as a broker-dealer. Colin has passed the Series 6, 7, 63, 65, and SIE exams. Colin has a specializations in financial planning, mutual funds, variable annuities, fixed annuities, and life insurance.

Firm Information

Colin Walker is currently registered with Allspring Funds Management, LLC. Allspring Funds Management, LLC is a Charlotte, NC-based investment advisor with $300,798,686,558 in regulatory assets under management. The firm provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer selection of other advisers. Allspring Funds Management, LLC has 57 registered representatives, 2 investment advisory functions and serves clients including corporations or other businesses, individuals other than high net worth, high net worth individuals, and pooled investment vehicles. They participate in wrap fee programs.
Allspring Funds Management, LLC

1415 VANTAGE PARK DRIVE

CHARLOTTE, NC 28203

$300.80B

Assets Under Management

20

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Colin Walker’s Registration & Firm History

MI

11/28/2017 - Present

Allspring Funds Management, LLC (Ann Arbor MI)

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Licenses & Designations

IA

Issued 03/29/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2007

Series 7 - General Securities Representative Examination

BC

Issued 06/26/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Colin Thomas Walker. Review regulatory record here.
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