Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Thomas Cavasina is a financial professional with over 18 years of experience in the securities industry. Colin is currently registered with Lazard Asset Management Securities LLC. Prior to joining Lazard, Colin was associated with BEAR, STEARNS & CO. INC. and OppenheimerFunds Distributor, Inc.. Colin holds the Series 63, Series 7 and SIE licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/14/2008 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
06/07/2006 - 03/05/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/28/2004 - 04/26/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 01/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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