Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Soyer is a financial advisor with RBC Capital Markets, LLC. Colin has over 30 years of experience in the financial services industry. Colin holds a Series 63 license and has passed several industry exams including the Series 4, 7, 9, 10 and 24. Colin has worked for several financial institutions including SG Americas Securities, LLC, HSBC Securities (USA) Inc., Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Pershing LLC and Merrill Lynch. Colin specializes in providing investment advice and portfolio management services to individuals, corporations, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/27/2021 - Present
RBC Capital Markets, LLC (Jersey City NJ)
NY
06/29/2021 - 10/28/2021
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
04/10/2018 - 02/22/2021
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
09/10/2014 - 08/11/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/05/2013 - 08/22/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
11/04/1999 - 06/13/2011
PERSHING LLC (JERSEY CITY NJ)
NY
06/01/1992 - 09/15/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
02/25/1993 - 10/17/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
04/15/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
01/27/1988 - 02/06/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/16/1986 - 02/03/1988
BROOKS WEINGER ROBBINS & LEEDS INC.
NA
01/04/1988 - 01/26/1988
GREENTREE SECURITIES CORP.
NA
11/01/1985 - 02/24/1986
ALLIED CAPITAL GROUP, INC.
NA
07/30/1985 - 11/01/1985
NORBAY SECURITIES INC.
BC
Issued 06/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2005
Series 4 - Registered Options Principal Examination
BC
Issued 03/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/08/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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