Unclaimed
Colin Shane Miller is a financial advisor with Cambridge Investment Research Advisors, Inc. Colin has been in the financial services industry since April 1992. Colin holds the Series 6, 7, 24, 63 and 65 licenses and is a registered representative in 12 states. Colin has a designation of Chartered Financial Consultant. Colin's current practice is focused on individual investors, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities. Colin's prior experience includes working with Ameritas Investment Corp. and Carillon Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
02/16/2011 - Present
Cambridge Investment Research Advisors, Inc. (Germantown TN)
TN
06/30/2006 - 10/11/2007
AMERITAS INVESTMENT CORP. (MEMPHIS TN)
TN
04/13/1992 - 06/30/2006
CARILLON INVESTMENTS, INC. (MEMPHIS TN)
IA
Issued 02/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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