Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Ryan Cook is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Colin has been in the securities industry since December 2007. Colin holds FINRA Series 7 and Series 66 licenses. Colin's previous employers include MCADAMS WRIGHT RAGEN, INC., MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and UBS FINANCIAL SERVICES INC. Colin has provided advisory services to a wide range of clients including high-net-worth individuals, corporations, charitable organizations, pension plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/30/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BELLEVUE WA)
WA
10/30/2009 - 08/24/2012
MCADAMS WRIGHT RAGEN, INC. (BELLEVUE WA)
WA
06/01/2009 - 12/01/2009
MORGAN STANLEY SMITH BARNEY (BELLEVUE WA)
WA
02/27/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
WA
12/14/2007 - 03/04/2009
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
BOTH
Issued 1/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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