Unclaimed
Colin Ross Kummer is a registered representative with Northwestern Mutual Investment Services, LLC. Colin is licensed in Iowa and Minnesota. Colin has passed the Series 63, Series 7TO and SIE exams. The firm has a main office located in Milwaukee, WI. Northwestern Mutual Investment Services, LLC is a registered investment advisor. The firm provides investment research, referrals to other advisors, and investment advisory services. Colin is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
09/05/2024 - Present
Northwestern Mutual Investment Services, LLC (MENDOTA HTS MN)
BC
Issued 08/17/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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