Unclaimed
Colin Laforge is a registered representative in Texas with Guggenheim Securities, LLC. Colin has been in the securities industry since August 25, 2016. Colin has passed the Securities Industry Essentials (SIE), Series 63, and Series 79 exams. Colin was previously registered with Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/07/2024 - Present
Guggenheim Securities, LLC (Houston TX)
TX
08/26/2016 - 08/23/2024
BARCLAYS CAPITAL INC. (HOUSTON TX)
BC
Issued 08/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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