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Colin Robert Laforge

Guggenheim Securities, LLC

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About Colin Robert Laforge

Colin Laforge is a registered representative in Texas with Guggenheim Securities, LLC. Colin has been in the securities industry since August 25, 2016. Colin has passed the Securities Industry Essentials (SIE), Series 63, and Series 79 exams. Colin was previously registered with Barclays Capital Inc.

Firm Information

Colin Laforge is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin Laforge’s Registration & Firm History

TX

08/07/2024 - Present

Guggenheim Securities, LLC (Houston TX)

TX

08/26/2016 - 08/23/2024

BARCLAYS CAPITAL INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/31/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Robert Laforge.
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