Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Robert Driscoll is an active investment advisor representative registered with UBS Financial Services Inc. in Ohio. Colin Driscoll has been in the securities industry since 1982. Prior to joining UBS Financial Services Inc., Colin Driscoll worked at KIDDER, PEABODY & CO. INCORPORATED, PRUDENTIAL SECURITIES INCORPORATED, REYNOLDS DEWITT SECURITIES COMPANY, PATRICK FINANCIAL CORPORATION and QUEEN CITY SECURITIES CORP.. Colin Driscoll has successfully passed several industry exams including Series 63, Series 27, SIE, Series 5, Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
08/16/1999 - Present
UBS Financial Services Inc. (CINCINNATI OH)
NY
01/20/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
07/13/1990 - 01/21/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
09/25/1985 - 06/22/1990
REYNOLDS DEWITT SECURITIES COMPANY (CINCINNATI OH)
NA
08/19/1985 - 09/10/1985
PATRICK FINANCIAL CORPORATION
NA
08/30/1982 - 08/22/1985
QUEEN CITY SECURITIES CORP.
BC
Issued 07/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/1983
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1982
Series 5 - Interest Rate Options Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Colin Driscoll is the right advisor for you? Invested Better is here to help.
