Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Patrick Gordon is a registered representative with Barings Securities LLC. Colin has been in the securities industry since 2005. Colin holds Series 3, 7, and 63 licenses. Colin is registered in Connecticut. Colin was previously registered with J.P. Morgan Institutional Investments Inc., Bear, Stearns & Co. Inc., and Credit Suisse First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/29/2016 - Present
Barings Securities LLC (CHARLOTTE NC)
NY
09/26/2008 - 07/01/2009
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
04/22/2005 - 09/26/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/12/2000 - 04/19/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/29/1995 - 11/20/1998
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Colin Gordon is the right advisor for you? Invested Better is here to help.
