Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin McGahren is a financial advisor who has been in the industry since June 24, 1996. Colin is currently registered with Natwest Markets Securities Inc. and is licensed to provide investment advice in all 50 states. Previously, Colin was employed at MUFG Securities Americas Inc., Jefferies LLC, RBS Securities Inc., Nomura Securities International, Inc., Mizuho Securities USA Inc., Banc of America Securities LLC, Lehman Brothers Inc., and Waterhouse Securities, Inc. Colin holds the Series 63, Series 7, Series 8, Series 9, Series 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/29/2024 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
03/14/2016 - 11/16/2023
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
10/20/2014 - 03/03/2016
JEFFERIES LLC (NEW YORK NY)
CT
07/19/2010 - 08/01/2014
RBS SECURITIES INC. (STAMFORD CT)
NY
08/10/2009 - 05/27/2010
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
02/25/2009 - 08/04/2009
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
04/26/2000 - 02/27/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/12/1998 - 05/03/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
NE
06/30/1995 - 01/21/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 08/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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