Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin O'Callaghan is a financial professional with over 10 years of experience in the industry. Colin is currently registered with Mufg Securities Americas Inc., based in Chicago, Illinois. Colin has previously held positions at BTMU Securities, Inc., StoneLiving Securities, LLC, TCC Securities, LLC, and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/01/2017 - Present
Mufg Securities Americas Inc. (Chicago IL)
IL
06/28/2013 - 04/01/2017
BTMU SECURITIES, INC. (CHICAGO IL)
IL
06/21/2012 - 04/01/2013
STONELIVING SECURITIES, LLC (CHICAGO IL)
IL
04/19/2011 - 06/14/2012
TCC SECURITIES, LLC (CHICAGO IL)
NY
09/03/2008 - 06/04/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/18/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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