Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin P. Prince is an investment advisor representative with TD Capital Management LLC located in Memphis, Tennessee. Colin has been in the securities industry since January 31, 2007. Colin has passed the Series 66, SIE and Series 7 exams. Prior to TD Capital Management LLC, Colin was affiliated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Colin has also worked at Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
07/16/2018 - Present
TD Capital Management LLC (Memphis TN)
TN
01/31/2007 - 06/19/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRANKLIN TN)
BOTH
Issued 02/20/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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