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Colin O'Neill

TRB Capital Markets, LLC

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About Colin O'Neill

Colin O'Neill is a financial professional with over 28 years of experience in the industry. Colin is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc. Colin is licensed to provide investment advice in New York and Texas. Colin has a broad range of experience, including municipal securities, direct participation programs, and general securities. Colin has also held previous positions at Hilltop Securities Inc., Prager & Co., LLC, Mesirow Financial, Inc., Tejas Securities Group, Inc., MaxCor Financial Inc., Cambridge Partners, L.L.C., and Morgan Stanley & Co., Incorporated.

Firm Information

Colin O'Neill is currently registered with TRB Capital Markets, LLC. TRB Capital Markets, LLC is a Limited Liability Company formed on August 19, 2022. The firm is registered in Colorado, Florida, Illinois, New York, and Texas and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Colin O'Neill’s Registration & Firm History

NY

08/08/2024 - Present

TRB Capital Markets, LLC (NEW YORK NY)

NY

01/03/2023 - 08/15/2023

HILLTOP SECURITIES INC. (New York NY)

NY

02/27/2013 - 01/04/2023

PRAGER & CO., LLC (NEW YORK NY)

NY

09/07/2010 - 09/20/2012

MESIROW FINANCIAL, INC. (NEW YORK NY)

NY

11/25/2009 - 07/26/2010

TEJAS SECURITIES GROUP, INC. (NEW YORK NY)

NY

07/18/1996 - 06/21/2005

MAXCOR FINANCIAL INC. (NEW YORK NY)

NA

08/28/1995 - 07/10/1996

CAMBRIDGE PARTNERS, L.L.C.

NY

05/21/1993 - 08/29/1995

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/20/2009

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/05/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/30/1995

Series 24 - General Securities Principal Examination

BC

Issued 07/12/2024

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 05/18/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Colin O'Neill. Review regulatory record here.
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