Unclaimed
Colin O'Neill is a financial professional with over 28 years of experience in the industry. Colin is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc. Colin is licensed to provide investment advice in New York and Texas. Colin has a broad range of experience, including municipal securities, direct participation programs, and general securities. Colin has also held previous positions at Hilltop Securities Inc., Prager & Co., LLC, Mesirow Financial, Inc., Tejas Securities Group, Inc., MaxCor Financial Inc., Cambridge Partners, L.L.C., and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/08/2024 - Present
TRB Capital Markets, LLC (NEW YORK NY)
NY
01/03/2023 - 08/15/2023
HILLTOP SECURITIES INC. (New York NY)
NY
02/27/2013 - 01/04/2023
PRAGER & CO., LLC (NEW YORK NY)
NY
09/07/2010 - 09/20/2012
MESIROW FINANCIAL, INC. (NEW YORK NY)
NY
11/25/2009 - 07/26/2010
TEJAS SECURITIES GROUP, INC. (NEW YORK NY)
NY
07/18/1996 - 06/21/2005
MAXCOR FINANCIAL INC. (NEW YORK NY)
NA
08/28/1995 - 07/10/1996
CAMBRIDGE PARTNERS, L.L.C.
NY
05/21/1993 - 08/29/1995
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 11/20/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/05/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2024
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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