Unclaimed
Colin O'Neil is a financial advisor who has been in the industry since 2006. Colin is currently registered with Voya Financial Partners, LLC in Connecticut and is licensed to sell securities in Connecticut. Colin was previously registered with Prudential Investment Management Services LLC, Hartford Equity Sales Company Inc., and Prudential Retirement Brokerage Services, Inc. Colin holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/19/2011 - Present
Voya Financial Partners, LLC (WINDSOR CT)
CT
09/19/2007 - 10/13/2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
07/24/2006 - 09/11/2007
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
CT
12/03/2002 - 06/25/2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
BC
Issued 02/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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