Unclaimed
Colin Cote is a financial professional with over 10 years of experience in the industry. Colin is currently registered with Keybanc Capital Markets Inc. in New York. Colin has also previously worked with CM-CIC MARKET SOLUTIONS INC. Colin is a Series 63, Series 86, Series 87, SIE, and Series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2019 - Present
Keybanc Capital Markets Inc. (New York NY)
NY
04/25/2016 - 06/13/2018
CM-CIC MARKET SOLUTIONS INC. (NEW YORK NY)
BC
Issued 05/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/10/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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