Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Michael Sullivan is an investment advisor representative at Vanguard Advisers, Inc. Colin has been in the financial services industry since February 2019. Colin holds a Series 63 and Series 65 license and is registered with the state of Pennsylvania and has an active Series 7TO license and has a total of 5 exams taken. Colin has worked at PRUCO SECURITIES, LLC. and is also employed at The Vanguard Group, Inc. Colin specializes in Portfolio management for individuals, businesses and pooled investment vehicles. Colin has specialized in providing financial planning services to individuals, other investment advisers, pension and profit-sharing plans, corporations or other businesses, high-net-worth individuals, insurance companies, charitable organizations, state or municipal government entities, and health and welfare trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
05/06/2021 - Present
Vanguard Advisers, Inc. (MALVERN PA)
NJ
02/09/2019 - 04/28/2021
PRUCO SECURITIES, LLC. (Marlton NJ)
IA
Issued 02/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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