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Colin Michael Smith

Tiaa-Cref Individual & Institutional Services, LLC

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About Colin Michael Smith

Colin Michael Smith is a financial advisor with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Colin Michael Smith is a registered representative with FINRA and has a Series 7 and Series 66 license. Colin Michael Smith has been in the financial industry for over 5 years. Before joining TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, Colin Michael Smith worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BOFA SECURITIES, INC. Colin Michael Smith specializes in providing financial planning and investment advice to individuals and businesses.

Firm Information

Colin Smith is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Colin Smith’s Registration & Firm History

NC

04/15/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

NC

09/12/2022 - 04/09/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

NY

02/05/2020 - 09/13/2022

BOFA SECURITIES, INC. (NEW YORK NY)

NC

11/29/2017 - 04/26/2019

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 10/01/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/03/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Colin Michael Smith.
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