Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Michael Moors is a financial professional with over 20 years of experience in the industry. Colin has a broad range of experience in the securities industry, and is currently registered as an Investment Advisor Representative with Main Street Financial Solutions, LLC. Colin holds a Series 65, Series 63, and Series 7 licenses. Colin specializes in financial planning, portfolio management for individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/30/2023 - Present
Main Street Financial Solutions, LLC (Sayville NY)
NY
08/07/2017 - 07/19/2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (HOLBROOK NY)
NY
09/14/2009 - 06/09/2017
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (RIVERHEAD NY)
NY
01/19/2005 - 02/05/2009
LADENBURG THALMANN & CO. INC. (MELVILLE NY)
NA
05/17/2004 - 01/18/2005
LAIDLAW & COMPANY (UK) LTD. (LONDON )
NY
03/17/2004 - 11/01/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
FL
07/22/1999 - 08/08/2002
PATAGON.COM SECURITIES CORP. (MIAMI BEACH FL)
NE
05/25/1995 - 07/27/1999
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
03/18/1993 - 12/23/1993
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 10/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2006
Series 14 - Compliance Officer Examination
BC
Issued 01/08/2002
Series 4 - Registered Options Principal Examination
BC
Issued 04/21/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/07/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Colin Moors is the right advisor for you? Invested Better is here to help.
