Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin McCafferty is a Los Angeles, California-based investment advisor with over 15 years of experience. Colin has a broad range of investment experience including time spent at Goldman, Sachs & Co. and McCafferty & Company, LLC. Colin is a Series 7, 24, 62, 63, 99TO and SIE licensed advisor. Currently, Colin is registered with FTI Capital Advisors, LLC where Colin is an active broker-dealer. Colin is a licensed agent in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/23/2020 - Present
FTI Capital Advisors, LLC (Los Angeles CA)
CA
07/08/2008 - 09/21/2020
MCCAFFERTY & COMPANY, LLC (LOS ANGELES CA)
NY
08/31/2001 - 11/15/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 04/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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