Unclaimed
Colin Fatti is a financial professional with over 13 years of experience in the financial services industry. Colin is currently registered with ATB Capital Markets USA Inc. Previously, Colin has held positions with THE BENCHMARK COMPANY, LLC and WEDBUSH SECURITIES INC. Colin holds a Series 6, 7, 24, 63, and SIE. Colin is registered in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Payments for research-related services as determined by client
1
2
CO
05/23/2018 - Present
ATB Capital Markets USA Inc. (Denver CO)
CO
10/18/2012 - 05/31/2018
THE BENCHMARK COMPANY, LLC (Littleton CO)
CA
12/14/2009 - 08/21/2012
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
MA
04/14/2006 - 11/17/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BC
Issued 02/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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