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Colin Michael Dugan

Principle Wealth

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About Colin Michael Dugan

Colin Michael Dugan is an investment advisor representative with Principle Wealth, a firm with offices in Madison, Connecticut. Colin has been in the financial services industry since 2011. His firm specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Colin is registered with the state of Connecticut and holds the Series 7, 63, and 65 licenses. Colin also holds the SIE designation and is a Certified Financial Planner.

Firm Information

Colin Dugan is currently registered with Principle Wealth. Principle Wealth, located in Madison, CT, is an investment advisor specializing in financial planning, pension consulting, and portfolio management for individuals and corporations. The firm manages approximately $2.2 billion in assets for 3,356 clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Principle Wealth

670 BOSTON POST ROAD

MADISON, CT 06443

$2.22B

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Colin Dugan’s Registration & Firm History

CT

07/02/2018 - Present

Principle Wealth (MADISON CT)

CT

07/10/2013 - 06/08/2018

LPL FINANCIAL LLC (OLD SAYBROOK CT)

CT

02/08/2011 - 11/07/2013

ESSEX FINANCIAL SERVICES, INC. (ESSEX CT)

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Licenses & Designations

BC

Issued 04/11/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/10/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Colin Michael Dugan.
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