Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin Merritt Foley is an investment advisor representative, registered with Neuberger Berman BD LLC. Colin is registered in both New Jersey and New York. Colin's previous employment includes JP Morgan Securities LLC and Ares Management. Colin has a Series 63, 66 and 79 license. Colin also has a Series 7TO and SIE license. Colin has been in the securities industry since January 2014. Colin is currently registered with Neuberger Berman BD LLC, which is a firm that offers a variety of investment advisory services, including portfolio management for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/28/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
07/07/2014 - 03/17/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BOTH
Issued 10/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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