Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Colin? Claim Your ProfileColin McKay is an investment advisor representative with UBS Financial Services Inc. in the Washington, DC branch. Colin has been in the financial services industry since 2004. Colin holds the Series 3, 7, 57TO, 63, 66, and 79TO licenses and is registered in 23 states. Previously, Colin worked at Goldman Sachs & Co. LLC and Piper Jaffray & Co.. Colin specializes in retirement planning, insurance, estate planning, and mutual funds. Colin has been a member of the Woodberry Forest School Regional Board since 2022. UBS Financial Services Inc. is an investment advisor and broker-dealer that provides a variety of financial services to individuals, businesses, and institutions. UBS Financial Services Inc. has more than $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DC
05/05/2021 - Present
UBS Financial Services Inc. (WASHINGTON DC)
DC
07/16/2010 - 11/17/2020
GOLDMAN SACHS & CO. LLC (WASHINGTON DC)
CA
06/05/2006 - 07/13/2010
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
09/21/2000 - 08/20/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BOTH
Issued 10/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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